TECHNOLOGY AND ANTI-MONEY LAUNDERING

Book ID/图书代码： 04289518C00027

English Summary/英文概要： This insightful book examines the influence of information systems on anti-money laundering (AML). It builds on systems theory in order to develop a coherent theoretical framework that can be used for AML research. By using a case study of a major financial institution in the EU-area, a number of technological influences on AML are deconstructed and are used to examine the role that technology plays within AML. The book provides a systems theoretical description of the effects of technology on AML and offers considerations on the risk-based approach - the most important contemporary evolution within regulatory initiatives on AML and terrorism financing. Technology and Anti-Money Laundering will appeal to researchers of financial crime and AML as well as those interested in information systems and systems theory. A number of considerations for practitioners are also discussed, including the risk-based approach and the integration of AML-technology in financial institutions, as well as an important data-mining application. Money Laundering Reporting Officers (MLROs) in financial institutions and central bankers will also find much of interest in this book.

Chinese Summary/中文概要： 这部精辟的作品探讨了信息系统对反洗钱(AML)的影响。本书建立在系统论的基础上，为反洗钱研究提供一个完整的理论框架。作者通过对欧盟地区一家大型金融机构的案例研究，解构了技术对“反洗钱”的诸多影响，并利用这些影响探讨了技术在“反洗钱”中所扮演的角色。本书围绕技术对“反洗钱”影响进行了系统理论描述，并提供了基于风险的方法——是“反洗钱”和恐怖主义融资监管倡议中最重要的当代演进。本书将吸引金融犯罪和反洗钱领域的研究人员，以及那些对信息系统和系统理论感兴趣的读者。书中还讨论了从业人员的一些思考，包括基于风险的方法和在金融机构中集成反洗钱技术，以及一个重要的数据挖掘应用程序。金融机构和央行的洗钱汇报专员(MLROs)也会对本书感兴趣。（LYR）

Awards/获奖情况：“……令人振奋的是，我们看到了许多专业领域的人都在共同致力于打击洗钱。”——Sally Ramage，刑事律师

“本书并非像其他图书一样无休止地罗列各种反洗钱的故事。相反，Demetis博士为反洗钱的研究和实践提供了坚实的理论基础。他对一些反洗钱专业人士不加批判地使用所谓技术解决方案的方式提出了严厉批评，并分析了基于风险的方法，指出了其中的问题和避免这些问题的方法。他对某家金融机构展开了深入的案例研究，并简要介绍了某家银行利用技术将其真正率大幅提高至17%的案例。”——Ian Angell，英国伦敦经济学院

`. . . a stimulating look at the hard work done in many specialisms that collectively seek to combat money laundering.’ -- Sally Ramage, The Criminal Lawyer `While there is much noise about the control of money laundering, there are few whose work is able to rise above the din and in clear notes contribute in a constructive manner to the debate. This work is not only an intelligent discussion of many of the substantive issues relating to the control of money laundering, but a great deal more. Drawing on systems theory and seeing the control of money laundering particularly from the standpoint of technology as complex and integral to the proper and effective operation of financial institutions, the author addresses in a novel and practical way the design and management of risk based compliance. The theory is tested, not only in terms of viable technology, but also in an actual case study involving real issues in a bank. Consequently, those concerned with the formulation of policy, the design of controls and procedures and the implementation of such will find the contribution that this book makes of great significance.’ -- Barry Rider, Bryan Cave LLP, UK `This book avoids the usual trap of interminably listing AML war stories. Instead Dr. Demetis presents a solid theoretical foundation for AML research and practice. He gives a damning critique of the way so-called technological solutions are used uncritically by some AML professionals, and analyses the risk-based approach, describing its problems and ways of avoiding them. He presents a fascinating in-depth case study of a financial institution, and a short case of a bank using technology to improve its True Positive Rate substantially to 17 per cent.’ -- Ian Angell, London School of Economics, UK `Dr Demetis makes a great contribution to our understanding of anti-money laundering at both a systems and practical level. [He] writes as someone who not only thinks deeply about these issues but, as the in-depth case examples show, has tried to see how far technology can address some audacious goals. Readers will learn that while risk-based approaches to anti-money laundering have been an interesting regulatory development, practical implementation, despite the hype of technology vendors, is "still at a primordial state".’ -- Michael Mainelli, Gresham College and Z/YEN Group, UK

About the Author/作者介绍： Dionysios S. Demetis，英国赫尔大学商学院

Dionysios S. Demetis, Hull University Business School, UK

Format:

Rights Status/版权销售情况：Simplified Chinese/简体中文：AVAILABLE

Complex/Traditional Chinese/繁体中文：AVAILABLE

Sales in other countries/其他国家销售情况：

原文第一章内容：暂无

手稿：暂无

大纲：暂无