THE BUSINESS GUIDE TO EFFECTIVE COMPLIANCE AND ETHICS: WHY COMPLIANCE ISN’T WORKING - AND HOW TO FIX IT
Book ID/图书代码: 07682021C00034
English Summary/英文概要: Across the world, organizations continue to be damaged and brought down by systemic noncompliance
or the misdeeds of a few, and newspapers abound with examples of corporate and NGO
scandals and crimes. This is despite the increasing ethical demands stakeholders are making of
business, the exposing power of social media, the proliferating requirements of compliance laws and
regulations, and the burgeoning numbers of policies, procedures and compliance officers that have
been put in place in response. So why isn’t compliance working? The Business Guide to Effective
Compliance and Ethics examines how rules-based, tick-box, defensible compliance continues to fail,
and lays out a new approach for organizations seeking to flourish and succeed.
Written for any organization and businesses, this book provides clear, thorough and practical guidance
for practitioners and decision-makers. It explains in layman’s terms the skills, tools and mindset
needed to develop and deliver a best practice compliance and ethics programme - one that meets
the requirements made by law, stakeholders and society, and protects your organization from risk
of fines, penalties and reputational damage. But this is also a book for all those interested in how to
build employee engagement and motivation. The Business Guide to Effective Compliance and Ethics
demonstrates the value - including competitive advantage, career satisfaction, employee and customer
loyalty, and brand enhancement - that a truly effective compliance and ethics programme can bring,
when it works hand in hand with a values-based culture of shared ownership.
This book
« Discusses compliance in broader terms than other books in the market, considering social,
psychological, global and cultural factors in order to better understand how to collaborate,
communicate and engage others in the organization
« Provides precision, but also allows non-specialist readers to access the information provided,
including expertise on the typical traps to be aware of, policy and process and how to develop an
ethics and compliance strategy
« Provides an ideal self-development toolkit that readers can access on a day-to-day basis, offering a
clear, simple route to quickly find and apply expertise
« Gives professionals clear guidance to key issues, using accessible language and cutting through
jargon to define ethics and compliance and offer practical advice and ideas
« Uses storytelling and scenarios to help readers apply theory to real-life situations, bringing issues to
life in the human, social and political contexts relevant to the workplace
Chinese Summary/中文概要:
Awards/获奖情况:Table of Contents
1 Why compliance isn’t working
2 The meaning, origins and role
of compliance and ethics
3 Barriers to success
4 Looking for answers
5 The anatomy of a compliance
and ethics programme
6 Top-level commitment
7 Risk assessment and due
diligence
8 Code of conduct and policies
9 Communication, education
and training
10 Whistle-blowing hotline and
speak-up culture
11 Procedures and controls
12 Investigations, remediation
and enforcement
13 Assurance and continuous
improvement
14 Implementation – The
compliance and ethics
function – and everyone else
About the Author/作者介绍: Andrew Hayward is a lawyer with more than
a dozen years’ experience of compliance roles
across sectors. Having previously worked for
AstraZeneca and Balfour Beatty, he is now
Head of Compliance and Ethics at Subsea 7,
an engineering, construction and services
contractor to the offshore energy industry. He
worked with the British Standards Institute
to develop the first anti-bribery standard
(BS10500) and was part of the UK delegation
on the development of the International Anti-
Bribery Standard (BS ISO 37001:2016).
Tony Osborn is an award-winning writer,
creative consultant and content developer. He
has worked with leading global corporations
to help them find and tell their stories and
connect with stakeholders. He helped shape
and write Serco’s online and printed Code
of Conduct, and, with Andrew Hayward,
the award-winning Balfour Beatty Code of
Conduct.
Format:HARDCOVER
Rights Status/版权销售情况:Simplified Chinese/简体中文:AVAILABLE
Complex/Traditional Chinese/繁体中文:AVAILABLE
Sales in other countries/其他国家销售情况:
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